Investors Beware: SEC Is Struggling Amid Covid

Published November 3, 2020, 9:00 p.m. EDT

The Enforcement Division of the U.S. Securities and Exchange Commission released its annual report yesterday. Since it's probably not on your reading list, here are highlights investors need to know.

Policing Securities During Covid. "By mid-March, the entire Division had transitioned to mandatory telework and essentially all of our operations were conducted remotely," says Stephanie Avakian, director of the enforcement division at the SEC.

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This article was written by a professional financial journalist for Fisher Financial Advisors and is not intended as legal or investment advice.

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